Protecting your privacy is important to Delta Investment Management. We want you to understand what information we may gather and how we may share it. This Privacy Policy applies to Delta’s collection, use, retention and security of the nonpublic personal information about our clients. The information we collect from you comes primarily from the registration process and includes contact and other personal information. It is necessary for us to obtain this information in order to fulfill account applications and orders, and to provide you with notifications. This policy is provided to you as required by applicable financial privacy laws.

How We Share Information

• Delta may disclose nonpublic information about you with our clearing and sub-advisor firms as part of the normal course of account management.

• Delta may share information with regulators, auditors, or other vendors in their capacity as outlined in our agreements or as required by law. We may provide nonpublic information without your permission to third parties:

  • to respond to subpoena or court order, judicial process or regulatory authorities;

  • to consumer reporting agencies, in accordance with the Fair Credit Reporting Act;

  • to protect against fraud.

• Delta will not share your public or private information with any third party other than to conduct your business, as required by law, or as you instructed or requested us to do (such as your request to share information with your accountant, etc.).

Our Former Customers
Even if you are no longer a Delta customer, our Privacy Policy will continue to apply to you.