Frequently Asked Questions
Delta is a registered investment adviser. We are a high service firm that makes portfolio allocations based on a careful assessment of market risk. By continually evaluating market risk and actively managing portfolios, we have been able to optimize both profits and safety.
Delta has deep experience and the flexibility to deliver to you wealth management that fit your specific financial objectives. As an independent investment advisor, we do not benefit by unnecessarily trading your account or placing you in sub-optimal investments because of beneficial commission arrangements. We are transparent and partner with you to achieve investment success.
Call us today at (415) 249-6337 or email us at firstname.lastname@example.org and we can talk with you about how we can help.
Delta is a registered investment adviser. To provide you with a higher level of transparency and security, we use third party custodians. Investments reside at an independent custodial institution. Clients maintain free and clear ownership of portfolio assets at all times. A third party custodian allows you visibility into your account 24/7 and a source of independent accounting and reporting of your assets. Your brokerage choices are Charles Schwab, TD Ameritrade, Interactive Brokers, and Jefferson National.
Because your assets are held at an independent brokerage firm (Charles Schwab, TD Ameritrade and others), your brokerage firm will send you monthly statements and trade confirmations. Furthermore, these brokerage firms have online account access, so you are able to view your account any time you wish. We are always available to jointly review your account with you by phone.
Delta generally does not use margin in client accounts. We believe in solid growth over time with acceptable levels of risk.
We recommend that you contact us for a personal consultation to determine what is suitable. We will provide a portfolio evaluation and a recommendation on how to allocate your assets. Please contact us at (415) 249-6337 or send an email to email@example.com.
Delta Investment Management cannot withdraw any of your assets, except for management fees with your written permission. If you prefer to pay your management fees outside your account, we’ll arrange that for you.
Yes, Delta Investment Management manages IRA accounts. Gains in some of our tactical strategies are short-term, thus IRA accounts are particularly well suited for our programs as they are tax-deferred.
You will receive a 1099 tax reporting form from your custodian.
Yes. Internet access will be provided by your custodian.
Fees depend on the strategy, custodian and size of the account.